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Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

2021-01-28 17:50:29

Nordex SE
28.01.2021 / 17:50
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Nordex SE
Street: Erich-Schlesinger-Straße 50
Postal code: 18059
City: Rostock
Germany
Legal Entity Identifier (LEI): 529900HVDYCUWVD0OE76

2. Reason for notification
  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
X Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Natural person (first name, surname): Jan Klatten
Date of birth: 14 Jan 1955

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Ventus Venture Fund GmbH & Co. Beteiligungs KG

5. Date on which threshold was crossed or reached:
03 Dec 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 4.79 % 0.00 % 4.79 % 117,348,759
Previous notification 5.71 % 0.00 % 5.71 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A0D6554 0 5,617,060 0.00 % 4.79 %
Total 5,617,060 4.79 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
0 0.00 %
    Total 0 0.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
0 0.00 %
      Total 0 0.00 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Jan Klatten % % %
momentum Beteiligungsgesellschaft mbH % % %
Ventus Venture Fund GmbH & Co. Beteiligungs GmbH 4.37 % % %
- % % %
Jan Klatten % % %
momentum-capital Vermögensverwaltungsgesellschaft mbH % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
Dilution due to capital increase resolution with exclusion of subscription rights dated December 3, 2020 

Date
28 Jan 2021



28.01.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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